posted
Was there a glitch in the system earlier. I showed them both tanking also, but now I show them back at there normally low pps.
Posts: 146 | From: Denver, CO, USA | Registered: May 2004
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posted
Maybe Mario posted bail...lol. Yea it went back but after some trades went through. It only tool 1000 shares to knock wall street to .0001.....Not good if that in fact was a honest trade.
Posts: 425 | From: North,Wa.U.S. | Registered: Dec 2003
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INFORMATION STATEMENT PURSUANT TO RULE 15C2-11 SECURITIES EXCHANGE ACT OF 1934 Information required to conform with the provisions of Subparagraph (a) (4) of Rule 15c2-11 promulgated by the Securities and Exchange Commission under Securities Act of 1934. ITEM 1: THE EXACT NAME OF THE ISSUER AND ITS PREDECESSOR (IF ANY). Wall Street Securities, Inc. There have been no names used by predecessor entities in the past 5 years. ITEM 2: THE ADDRESS OF ITS PRINCIPAL EXECUTIVE OFFICES. Wall Street Securities, Inc. 2415 E Camelback Road, Suite 700 Phoenix, Arizona 85016 USA 602-912-5870 Phone 602-926-8956 FAX www.wallstsecurities.com wssecurities@aol.com Investor Relations: www.wallstsecurities.com 602-912-5870 phone ITEM 3: THE STATE OF INCORPORATION. Incorporated in the State of ARIZONA ITEM 4: THE EXACT TITLE AND CLASS OF THE SECURITY. Wall Street Securities, Inc. Symbol: WLSC CUSIP: 93265W104 All Common Stock, 100,000,000 authorized; 100,000,000 outstanding ITEM 5: THE PAR OR STATED VALUE OF THE SECURITY. Common Stock The par value per share is $.0001 100,000,000 shares of common stock outstanding ITEM 6: THE NUMBER OF SHARES OR TOTAL AMOUNT OF THE SECURITIES OUTSTANDING AS OF THE END OF THE ISSUE’S MOST RECENT FISCAL YEAR. 1 *The company has issued 100,000,000 shares of common stock Authorized: 100,000,000 Freely Transferable: Authorized under Rule 504 Outstanding: 100,000,000 Number of Shareholders: shares *As of the end of fiscal quarter and fiscal year ITEM 7: NAME AND ADDRESS OF THE TRANSFER AGENT. Holladay Stock Transfer, Inc. 2939 North 67th Place Scottsdale, Arizona 85251 USA 480-481-3940 Phone 480-481-3941 Fax Hstransfer1@qwest.net Holladay Stock Transfer, Inc. is appropriately registered under the SEC. ITEM 8: THE NATURE OF THE ISSUER’S BUSINESS. A. Business Development. Wall Street Securities, Inc. intends to establish itself as a “boutique investment banking” firm. 1. Wall Street Securities, Inc. is incorporated in the State of Arizona. 2. Wall Street Securities, Inc. was organized on July 16, 2004. 3. Wall Street Securities, Inc. has not been in bankruptcy, or anything similar. 4. Wall Street Securities, Inc. has no material reclassification, merger, consolidation, or purchase or sale of a significant amount of assets not in the ordinary course of business. 5. Wall Street Securities, Inc. has not had a change of control. 6. Wall Street Securities, Inc. has not increased 10% or more of the same class of outstanding equity securities. 7. Wall Street Securities, Inc. has never been delisted by any securities exchange or NASDAQ. B. Business of Issuer. Wall Street Securities, Inc. intends to help private companies raise capital via a public offering on the OTC (“Over the Counter”) market, or through bridge loans that are secured by fixed assets. 1. SIC Codes – Not applicable 2. Effect of existing or probable governmental regulations – Not applicable 3. Estimated amount of time spent during each of the last two fiscal years on research and development activities – 2 years. Costs of such activities borne directly to clients – Not applicable. 4. Costs and effects of compliance with environmental laws – Not applicable. 2 5. Number of total employees – 4 / Number of full time employees – 4. C. Investment Policies. 1. Investments in real estate or interests in real estate – Not applicable. 2. Investments in real estate mortgages – Not applicable. 3. Securities of or interests in persons primarily engaged in real estate activities – Not applicable. ITEM 9: THE NATURE OF THE PRODUCTS OR SERVICES OFFERED. 1. Principal services, and our markets: a. Provide a public shell company as a principal. b. Raises capital for the company. c. Provides continued support in the secondary market after the stock is trading via IR and related activities. d. Assists client CEOs and/or BOD with all aspects of legal and financial issues relating to the IPO process. e. Strategic and tactical marketing services that enable the client company to better leverage their liquidity to increase revenue and market share. 2. Distribution method: a. private client investment banking services. 3. Status of any publicly announced new product or service – Not applicable 4. Competitive business conditions – Not applicable 5. Sources and availability of raw materials – Not applicable 6. Dependence on one or few major customers – Not applicable 7. Patents, trademarks, licenses, franchises, concessions, royalty agreements or labor contracts – Not applicable 8. Need for government approval of principal products or services – Not applicable ITEM 10: THE NATURE AND EXTENT OF THE ISSUER’S FACILITIES. Corporate offices: Asian HQ:Wall Street Securities, Inc. HSBC Tower 2415 E Camelback Road, Suite 700 Level 21 Phoenix, Arizona 85016 101 Yin Cheng East Road USA Pudong, Shanghai China 200120 8621-2890-3033 Phone Information for each property and book value of which amount to 10 percent or more of the total assets of Wall Street Securities, Inc and its consolidated subsidiaries for the last fiscal year – Not applicable . 3 1. Describe the general character and location of all materially important properties held or intended to be acquired by or leased to the issuer and describe the present or proposed use of such properties and their suitability and adequacy for such use. Properties not yet acquired should be identified as such. – Not applicable. 2. State the nature of the issuer’s title to, or other interest in, such properties and the nature and amount of all material mortgages, liens or encumbrances against such properties. Disclose the current principal amount of each material encumbrance, interest and amortization provisions, prepayment provisions, maturity date and the balance due at maturity assuming no prepayments. – Not applicable 3. Outline briefly the terms of any lease or any of such properties or any option or contract to purchase or sell any of such properties. – Not applicable 4. Outline briefly any proposed program for the renovation, improvement or development of such properties, including the estimated cost thereof and the method of financing to be used. If there are no present plans for the improvement or development of any unimproved or undeveloped property, so state and indicate the purpose for which the property is to be held or acquired. – Not applicable 5. Describe the general competitive conditions to which the properties are or may be subject. – Not applicable 6. Include a statement as to whether, in the opinion of the management of the issuer, the properties are adequately covered by insurance. – Not applicable 7. With respect to each unimproved property which is separately described, provide the following in addition to the above: -Not applicable a. Occupancy rate; b. Number of tenants occupying 10% or more of the rentable square footage and principal nature of business of each such tenant, and the principal provisions of each of their leases; c. Principal business, occupations and professions carried on in, or from, the building; d. The average effective annual rental per square foot or unit; e. Schedule of the lease expirations for each of the next 10 years, stating: i. The number of tenants whose leases will expire, ii. The total area in square feet covered by such leases, iii. The annual rental represented by such leases, and 4 iv. The percentage of gross annual rental represented by such leases. f. Each of the properties and components thereof upon which depreciation is taken, setting forth the: i. Federal tax basis, ii. Rate, iii. Method, and iv. Life claimed with respect to such property or component thereof for purposes of depreciation. g. The realty tax rate, annual realty taxes and estimated taxes on any proposed improvements. – For #7 a-g, All not applicable ITEM 11: THE NAMES OF THE CHIEF EXECUTIVE OFFICERS AND MEMBERS OF THE BOARD OF DIRECTORS. Mario A. Pino, CEO 2415 E Camelback Road, Suite 700 Phoenix, Arizona 85016 CEO: Mario A. Pino is the visionary leader of Wall Street Securities, Inc and Mellon Research. He has ten years of experience structuring and negotiating multi-million dollar contractual relationships with companies in diverse industries, including real-estate, manufacturing, financial services, high tech and retail. As of 11/3/04, Mr. Pino personally owns zero (0) shares of WLSC. Rodney Tang, President of Pacific Rim Operations 2415 E Camelback Road, Suite 700 Phoenix, Arizona 85016 President: Rodney Tang is a senior government official was head of the Immigration and Naturalization Service for Hong Kong for twenty-five years from 1964 until he retired from active Government service in 1989; subsequently founded is acting as CEO of Dove Holdings Corporation, Ltd. and First United International, Ltd. Both are multinational corporations specializing in financial services. As of 11/3/04, Mr. Tang personally owns zero (0) shares of WLSC. Please also identify whether any of the foregoing persons have, in the last five years, been the subject of: 1. a conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding traffic violations and other minor offenses); - No 2. the entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such person’s involvement in any type of business, securities, commodities, or banking activities; - No 5 3. a finding or judgment by a court of competent jurisdiction (in a civil action), the SEC, the CFTC, or a state securities regulator of a violation of federal or state securities or commodities law, which finding or judgment has not been reversed, suspended, or vacated; or – No 4. The entry of an order by a self-regulatory organization that permanently or temporarily barred, suspended or otherwise limited such person’s involvement in any type of business or securities activities. – No With respect to counsel for the issuer, the information should include counsel’s telephone number and email address. Please attach as an exhibit any opinion by issuer’s counsel stating that any securities of the issuer may be sold pursuant to an exemption from registration under Section 5 of the Securities Act of 1933. – Not applicable With respect to the issuer’s accountant or auditor, the information should include the accountant’s phone number and email address and a description of the accountant’s licensing and qualifications to perform such duties on behalf of the issuer. – Not applicable With respect to the issuer’s public relations consultant, the information should include the consultant’s telephone number and email address. –Not applicable To the extent not otherwise disclosed in response to the foregoing, provide a list of all persons holding more than five percent (5%) of any class of the issuer’s equity securities. – Not applicable ITEM 12: THE ISSUER’S MOST RECENT BALANCE SHEET AND PROFIT AND LOSS AND RETAINED EARNINGS STATEMENTS. The financial statements requested pursuant to this item should be prepared in accordance with U.S. generally accepted accounting principles (U.S. GAAP). For information regarding U.S. GAAP, see http://cpaclass.com/gaap/gaap-us-01a.htm. The issuer should provide a balance sheet as of the end of the issuer’s (or its predecessor’s) most recent fiscal year, and statements of income, cash flows and changes in stockholders’ equity for the fiscal year preceding the date of such audited balance sheet. The issuer should also provide interim financial statements as of the most recent fiscal quarter, which includes a balance sheet as of the end of the most recent fiscal quarter and income statements and statements of cash flows for the interim period up to the date of such balance sheet and the comparable period of the preceding fiscal year. Information contained in annual financial statements will not be considered current more than 90 days after the end of the issuer’s fiscal year immediately 6 following the fiscal year for which such statement are provided, or with respect to quarterly financial statements, more than 45 days after the end of the quarter immediately following the quarter for which such statements are provided. All such financial statements should either be audited or contain a certification by the chief financial officer of the issuer, or any other person responsible for the preparation of such statements, that such statements, and the notes thereto, present fairly, in all material respects, the financial position of the issuer and the results of its operations and cash flows for the periods presented, in conformity with accounting principles generally accepted in the United States, consistently applied. See Financial Reports at http://www.pinksheets.com (symbol: WLSC) ITEM 13: SIMILAR FINANCIAL INFORMATION FOR SUCH PART OF THE TWO PRECEDING FISCAL YEARS AS THAT ISSUER OR ITS PREDECESSOR HAS BEEN IN EXISTENCE. Not applicable ITEM 14: WHETHER ANY QUOTATION IS BEING SUBMITTED OR PUBLISHED DIRECTLY OR INDIRECTLY ON BEHALF OF THE ISSUER, OR ANY DIRECTOR, OFFICER OR ANY PERSON, DIRECTLY OR INDIRECTLY THE BENEFICIAL OWNER OF MORE THAN 10 PERCENT OF THE OUTSTANDING UNITS OR SHARES OF ANY EQUITY SECURITY OF THE ISSUER, OR AT THE REQUEST OF ANY PROMOTER FOR THE ISSUER, AND, IF SO, THE NAME OF SUCH PERSON, AND THE BASIS FOR ANY EXEMPTION UNDER THE FEDERAL SECURITIES LAWS FOR ANY SALES OF SUCH SECURITIES ON BEHALF OF SUCH PERSON. Not applicable Interim Reports Important: The following is a description of events that may be material to the issuer and its securities. Persons with knowledge of such events would be considered to be in possession of material nonpublic information and may not buy or sell the issuer’s securities until or unless such information is made public. The issuer should make public disclosure regarding any of the following events by disseminating a press release within 10 business days following their occurrence: 7 1. Entry into a Material Definitive Agreement. (a) If the issuer has entered into a material definitive agreement not made in the ordinary course of business of the issuer, or into any amendment of such agreement that is material to the issuer, disclose the following information: (1) the date on which the agreement was entered into or amended, the identity of the parties to the agreement or amendment and a brief description of any material relationship between the issuer or its affiliates and any of the parties, other than in respect of the material definitive agreement or amendment; and – Not applicable (2) a brief description of the terms and conditions of the agreement or amendment that are material to the issuer. – Not applicable (b) A “material definitive agreement” means an agreement that provides for obligations that are material to and enforceable against the issuer, or rights that are material to the issuer and enforceable by the issuer against one or more other parties to the agreement, in each case whether or not subject to conditions. – Not applicable 2. Termination of a Material Definitive Agreement. (a) If a material definitive agreement which was not made in the ordinary course of business of the issuer and to which the issuer is a party is terminated otherwise than by expiration of the agreement on its stated termination date, or as a result of all parties completing their obligations under such agreement, and such termination of the agreement is material to the issuer, disclose the following information: (1) the date of the termination of the material definitive agreement, the identity of the parties to the agreement and a brief description of any material relationship between the issuer or its affiliates and any of the parties other than in respect of the material definitive agreement; - Not applicable (2) a brief description of the terms and conditions of the agreement that are material to the issuer; -Not applicable (3) a brief description of the material circumstances surrounding the termination; and – Not applicable (4) any material early termination penalties incurred by the issuer. – Not applicable 3. Completion of Acquisition or Disposition of Assets. 8 If the issuer or any of its majority-owned subsidiaries has completed the acquisition or disposition of a significant amount of assets, otherwise than in the ordinary course of business, disclose the following information: (a) the date of completion of the transaction; - Not applicable (b) a brief description of the assets involved; - Not applicable (c) the identity of the person(s) from whom the assets were acquired or to whom they were sold and the nature of any material relationship, other than in respect of the transaction, between such person(s) and the issuer or any of its affiliates, or any director or officer of the issuer, or any associate of any such director or officer; - Not applicable (d) the nature and amount of consideration given or received for the assets and, if any material relationship is disclosed pursuant to paragraph (c) above, the formula or principle followed in determining the amount of such consideration; and – Not applicable (e) if the transaction being reported is an acquisition and if any material relationship is disclosed pursuant to paragraph (c) above, the source(s) of the funds used. – Not applicable 4. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Issuer. (a) If the issuer becomes obligated on a direct financial obligation that is material to the issuer, disclose the following information: (1) the date on which the issuer becomes obligated on the direct financial obligation and a brief description of the transaction or agreement creating the obligation; - Not applicable (2) the amount of the obligation, including the terms of its payment and, if applicable, a brief description of the material terms under which it may be accelerated or increased and the nature of any recourse provisions that would enable the issuer to recover from third parties; and – Not applicable (3) a brief description of the other terms and conditions of the transaction or agreement that are material to the issuer. – Not applicable (b) If the issuer becomes directly or contingently liable for an obligation that is material to the issuer arising out of an off-balance sheet arrangement, disclose the following information: 9 (1) the date on which the issuer becomes directly or contingently liable on the obligation and a brief description of the transaction or agreement creating the arrangement and obligation; - Not applicable (2) a brief description of the nature and amount of the obligation of the issuer under the arrangement, including the material terms whereby it may become a direct obligation, if applicable, or may be accelerated or increased and the nature of any recourse provisions that would enable the issuer to recover from third parties; - Not applicable (3) the maximum potential amount of future payments (undiscounted) that the issuer may be required to make, if different; and –Not applicable (4) a brief description of the other terms and conditions of the obligation or arrangement that are material to the issuer. –Not applicable 5. Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement. (a) If a triggering event causing the increase or acceleration of a direct financial obligation of the issuer occurs and the consequences of the event are material to the issuer, disclose the following information: (1) the date of the triggering event and a brief description of the agreement or transaction under which the direct financial obligation was created and is increased or accelerated; - Not applicable (2) a brief description of the triggering event; - Not applicable (3) the amount of the direct financial obligation, as increased if applicable, and the terms of payment or acceleration that apply; and – Not applicable (4) any other material obligations of the issuer that may arise, increase, be accelerated or become direct financial obligations as a result of the triggering event or the increase or acceleration of the direct financial obligation. – Not applicable (b) If a triggering event occurs causing an obligation of the issuer under an off-balance sheet arrangement to increase or be accelerated, or causing a contingent obligation of the issuer under an off-balance sheet arrangement to become a direct financial obligation of the issuer, and the consequences of the event are material to the issuer, disclose the following information: 10 (1) the date of the triggering event and a brief description of the off-balance sheet arrangement; - Not applicable (2) a brief description of the triggering event; - Not applicable (3) the nature and amount of the obligation, as increased if applicable, and the terms of payment or acceleration that apply; and – Not applicable (4) any other material obligations of the issuer that may arise, increase, be accelerated or become direct financial obligations as a result of the triggering event or the increase or acceleration of the obligation under the off-balance sheet arrangement or its becoming a direct financial obligation of the issuer. – Not applicable (c) A “triggering event” is an event, including an event of default, event of acceleration or similar event, as a result of which a direct financial obligation of the issuer or an obligation of the issuer arising under an off-balance sheet arrangement is increased or becomes accelerated or as a result of which a contingent obligation of the issuer arising out of an off-balance sheet arrangement becomes a direct financial obligation of the issuer. – Not applicable 6. Costs Associated with Exit or Disposal Activities. If the issuer's board of directors, a committee of the board of directors or the officer or officers of the issuer authorized to take such action if board action is not required, commits the issuer to an exit or disposal plan, or otherwise disposes of a long-lived asset or terminates employees under a plan of termination described in paragraph 8 of FASB Statement of Financial Accounting Standards No. 146 Accounting for Costs Associated with Exit or Disposal Activities (SFAS No. 146), under which material charges will be incurred under generally accepted accounting principles applicable to the issuer, disclose the following information: (a) the date of the commitment to the course of action and a description of the course of action, including the facts and circumstances leading to the expected action and the expected completion date; - Not applicable (b) for each major type of cost associated with the course of action (for example, one-time termination benefits, contract termination costs and other associated costs), an estimate of the total amount or range of amounts expected to be incurred in connection with the action; - Not applicable (c) an estimate of the total amount or range of amounts expected to be incurred in connection with the action; and – Not applicable 11 (d) the issuer's estimate of the amount or range of amounts of the charge that will result in future cash expenditures. – Not applicable 7. Material Impairments. If the issuer's board of directors, a committee of the board of directors or the officer or officers of the issuer authorized to take such action if board action is not required, concludes that a material charge for impairment to one or more of its assets, including, without limitation, impairments of securities or goodwill, is required under generally accepted accounting principles applicable to the issuer, disclose the following information: (a) the date of the conclusion that a material charge is required and a description of the impaired asset or assets and the facts and circumstances leading to the conclusion that the charge for impairment is required; - Not applicable (b) the issuer's estimate of the amount or range of amounts of the impairment charge; and – Not applicable (c) the issuer's estimate of the amount or range of amounts of the impairment charge that will result in future cash expenditures. – Not applicable 8. Unregistered Sales of Equity Securities. If the issuer sells equity securities in a transaction that is not registered under the Securities Act, indicate the nature of the offering (Rule 504, intrastate, etc.) and any jurisdictions where the offering was registered or qualified. – Not applicable 9. Material Modification to Rights of Security Holders. (a) If the constituent instruments defining the rights of the holders of any class of securities of the issuer have been materially modified, disclose the date of the modification, the title of the class of securities involved and briefly describe the general effect of such modification upon the rights of holders of such securities. – Not applicable (b) If the rights evidenced by any class of securities have been materially limited or qualified by the issuance or modification of any other class of securities by the issuer, briefly disclose the date of the issuance or modification, the general effect of the issuance or modification of such other class of securities upon the rights of the holders of the registered securities. – Not applicable 10. Changes in Issuer's Certifying Accountant. (a) If an independent accountant who was previously engaged as the principal accountant to audit the issuer's financial statements, or an independent 12 accountant upon whom the principal accountant expressed reliance in its report regarding a significant subsidiary, resigns (or indicates that it declines to stand for re-appointment after completion of the current audit) or is dismissed, the issuer should state: (1) Whether the former accountant resigned, declined to stand for re-election or was dismissed and the date; - Not applicable (2) Whether the accountant’s report on the financial statements for either of the past two years contained an adverse opinion or disclaimer of opinion, or was modified as to uncertainty, audit scope, or accounting principles, and also describe the nature of each such adverse opinion, disclaimer of opinion or modification; - Not applicable (3) Whether the decision to change accountants was recommended or approved by the board of directors or an audit or similar committee of the board of directors; and – Not applicable (4) (A) Whether there were any disagreements with the former accountant, whether or not resolved, on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which, if not resolved to the former accountant's satisfaction, would have caused it to make reference to the subject matter of the disagreement(s) in connection with its report; or – Not applicable (B) if applicable, indicate whether the former accountant advised the issuer that: - Not applicable (1) Internal controls necessary to develop reliable financial statements did not exist; or – Not applicable (2) Information has come to the attention of the former accountant which made the accountant unwilling to rely on management's representations, or unwilling to be associated with the financial statements prepared by management; or – Not applicable (3) The scope of the audit should be expanded significantly, or information has come to the accountant's attention that the accountant has concluded will, or if further investigated might, materially impact the fairness or reliability of a previously issued audit report or the underlying financial statements, or the financial statements issued or to be issued covering the fiscal period(s) subsequent to the date of the most recent audited financial statements (including information that might preclude the issuance of an unqualified audit report), and the issue was not resolved to 13 the accountant's satisfaction prior to its resignation or dismissal; and – Not applicable (C) The subject matter of each such disagreement or event identified in response to paragraph (4)(A) above; - Not applicable (D) Whether any committee of the board of directors, or the board of directors, discussed the subject matter of the disagreement with the former accountant; and – Not applicable (E) Whether the issuer has authorized the former accountant to respond fully to the inquiries of the successor accountant concerning the subject matter of each of such disagreements or events and, if not, describe the nature of and reason for any limitation. – Not applicable (b) If a new accountant has been engaged as either the principal accountant to audit the issuer's financial statements or as the auditor of a significant subsidiary and on whom the principal accountant is expected to express reliance in its report, identify the new accountant. If the conditions in paragraphs (b)(1) through (3) below exist, the issuer shall describe the nature of the disagreement or event and the effect on the financial statements if the method had been followed which the former accountants apparently would have concluded was required (unless that method ceases to be generally accepted because of authoritative standards or interpretations issued after the disagreement or event): (1) In connection with a change in accountants subject to paragraph (b) above, there was any disagreement or event as described in paragraph (a)(4)(A) above; - Not applicable (2) During the fiscal year in which the change in accountants took place or during the later fiscal year, there have been any transactions or events similar to those involved in such disagreement or event; and – Not applicable (3) Such transactions or events were material and were accounted for or disclosed in a manner different from that which the former accountants apparently would have concluded was required. – Not applicable 11. Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review. (a) If the issuer's board of directors, a committee of the board of directors or the officer or officers of the issuer authorized to take such action if board action is not required, concludes that any previously issued financial statements covering the last three fiscal years or interim periods since the end of the last fiscal year should no longer be relied upon because of an error in such financial statements 14 as addressed in Accounting Principles Board Opinion No. 20, as may be modified, supplemented or succeeded, disclose the following information: (1) the date of the conclusion regarding the non-reliance and an identification of the financial statements and years or periods covered that should no longer be relied upon; - Not applicable (2) a brief description of the facts underlying the conclusion to the extent known to the issuer at the time of filing; and – Not applicable (3) a statement of whether the audit committee, or the board of directors in the absence of an audit committee, or authorized officer or officers, discussed with the issuer's independent accountant the matters disclosed in the press release issued pursuant to this paragraph 11. – Not applicable (b) If the issuer is advised by, or receives notice from, its independent accountant that disclosure should be made or action should be taken to prevent future reliance on a previously issued audit report or completed interim review related to previously issued financial statements, disclose the following information: (1) the date on which the issuer was so advised or notified; - Not applicable (2) identification of the financial statements that should no longer be relied upon; - Not applicable (3) a brief description of the information provided by the accountant; and – Not applicable (4) a statement of whether the audit committee, or the board of directors in the absence of an audit committee, or authorized officer or officers, discussed with the independent accountant the matters disclosed in the press release issued pursuant to this paragraph 11. – Not applicable 12. Changes in Control of Issuer. (a) If, to the knowledge of the issuer's board of directors, a committee of the board of directors or authorized officer or officers of the issuer, a change in control of the issuer has occurred, furnish the following information: (1) the identity of the person(s) who acquired such control; - Not applicable (2) the date and a description of the transaction(s) which resulted in the change in control; - Not applicable (3) the basis of the control, including the percentage of voting securities of the issuer now beneficially owned directly or indirectly by the person(s) who acquired control; - Not applicable (4) the amount of the consideration used by such person(s); - Not applicable 15 (5) the source(s) of funds used by the person(s). – Not applicable 13. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. (a) If a director has resigned or refuses to stand for re-election to the board of directors since the date of the last annual meeting of shareholders because of a disagreement with the issuer, known to an executive officer of the issuer on any matter relating to the issuer's operations, policies or practices, or if a director has been removed for cause from the board of directors, disclose the following information: (1) the date of such resignation, refusal to stand for re-election or removal; - Not applicable (2) any positions held by the director on any committee of the board of directors at the time of the director's resignation, refusal to stand for re-election or removal; and – Not applicable (3) a brief description of the circumstances representing the disagreement that the issuer believes caused, in whole or in part, the director's resignation, refusal to stand for re-election or removal. – Not applicable (b) If the issuer's principal executive officer, president, principal financial officer, principal accounting officer, principal operating officer or any person performing similar functions retires, resigns or is terminated from that position, or if a director retires, resigns, is removed, or refuses to stand for re-election (except in circumstances described in paragraph (a) above), disclose the fact that the event has occurred and the date of the event. – Not applicable (c) If the issuer appoints a new principal executive officer, president, principal financial officer, principal accounting officer, principal operating officer or person performing similar functions, disclose the following information with respect to the newly appointed officer: (1) the name and position of the newly appointed officer and the date of the appointment; - Not applicable (2) the information described in Item (xi) above; and – Not applicable (3) a brief description of the material terms of any employment agreement between the issuer and that officer. – Not applicable 14. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. 16 17
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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Here are the financials that just came out today...
WALL STREET SECURITIES, INC. FINANCIAL STATEMENTS BALANCE SHEET AT SEPTEMBER 30, 2004 (unaudited) ASSETS STOCK SUBSCRIPTIONS RECEIVABLE $1,000 TOTAL ASSETS $1,000 LIABILITIES NONE SHAREHOLDERS’ EQUITY COMMON STOCK 100,000,000 SHARES, AUTHORIZED 100,000,000 SHARES ISSUED, $.0001 PAR VALUE $1,000 STATEMENT OF OPERATIONS FROM INCEPTION TO SEPTEMBER 30, 2004 (unaudited) NO OPERATIONS STATEMENT OF CASH FLOW FROM INCEPTION TO SEPTEMBER 30, 2004 (unaudited) NONE NOTES TO FINANCIAL STATEMENTS: (unaudited) WALL STREET SECURITIES, INC., WAS INCORPORATED IN ARIZONA ON JULY 16, 2004 WITH THE ISSUANCE OF 100,000,000 SHARES OF ITS COMMON STOCK, OF WHICH 70,000,000 WERE ACQUIRED BY MELLON RESEARCH INC (MLON.PK) THESE SHARES WERE PAID FOR IN CASH IN NOVEMBER 2004. MELLON SUBSEQUENTLY ANNOUNCED IN A PRESS RELEASE DATED AUGUST 25, 2004 THAT IT INTENDS TO SELL ITS WALL STREET SECURITIES INC SHARES TO ITS SHAREHOLDERS EFFECTIVE NOVEMBER 15, 2004.
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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Valued at .50 cent.....give me a break. Its whole market cap is not woth 5 bucks. Yipee, we will own stock in 2 worthless companies.
Posts: 425 | From: North,Wa.U.S. | Registered: Dec 2003
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quote:Originally posted by sync2112: Valued at .50 cent.....give me a break. Its whole market cap is not woth 5 bucks. Yipee, we will own stock in 2 worthless companies.
I'm in a wait & see mode! Monday, November 15th. will be here soon enough.
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For some reason I will be surprised if WLSC shows up in our accounts tomorrow morning. Old Curt
Posts: 160 | From: Florida | Registered: May 2004
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Its my understanding that the WLSC shares will be distributed to the brokerage houses tomorrow and that it is up to them to distribute them to us, which may be tomorrow or not until Tuesday. I would not freak out if the shares are not in your accounts tomorrow when you wake up.
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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If anyone gets their shares of WLSC please let us know. I have MLON in Ameritrade and ChoiceTrade and I don't see anything yet. Thanks a whole bunch. Old Curt
Posts: 160 | From: Florida | Registered: May 2004
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quote:Originally posted by Maelien: If anyone gets their shares of WLSC please let us know. I have MLON in Ameritrade and ChoiceTrade and I don't see anything yet. Thanks a whole bunch. Old Curt
WLSC shares not showing up in Scottrade. Might take a day or two
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Not showing up in my freetrade account yet either. Like I said, probably later today or tomorrow.
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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I'm not getting the end of this second page. Anyone else haveing that problem? Old Curt
Posts: 160 | From: Florida | Registered: May 2004
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Hi. MLON shows a dividend from yesterday but the WLSC has not been created as an cusip nor paid out yet. When the company delivers the dividend to the clearing firm it will be deposited into your account. Thanks.
Sincerely,
Client Services Freetrade by Ameritrade Division of Ameritrade, Inc
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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posted
believe stock to be traded needs... CUSIP Number
CUSIP stands for Committee on Uniform Securities Identification Procedures. A CUSIP number identifies most securities, including: stocks of all registered U.S. and Canadian companies, and U.S. government and municipal bonds. The CUSIP system—owned by the American Bankers Association and operated by Standard & Poor’s—facilitates the clearing and settlement process of securities.
The number consists of nine characters (including letters and numbers) that uniquely identify a company or issuer and the type of security. A similar system is used to identify foreign securities (CUSIP International Numbering System).
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I have tried to post a few messages on it, but they are not showing up. Oh well, I'll try again tomorrow.
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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posted
Not sure, it is a little wierd. I have no proof what so ever, but maybe they are undergoing the transformation to club extreme? Maybe there will be a symbol change? Not quite sure.
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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posted
Mellon Research Announces Private Placement - Trading as OTCBB: MLON
SCOTTSDALE, Ariz., Nov 17, 2004 (BUSINESS WIRE) -- Mellon Research (OTCBB: MLON) the market leader in providing boutique investment banking services to private mid cap companies is announcing a private placement for its subsidiary Wall Street Securities, Inc.
"We are announcing a private placement for its subsidiary, Wall Street Securities, Inc. (OTCBB: WLSC) today," said Mario Pino, CEO of Mellon Research, Inc. "A dividend will be released tax-free for every 100 shares of Mellon Research, one share of Wall Street Securities, Inc will be provided effective for holders of record dated November 4, 2004. Mellon Research has reported revenue of two firms (publicly traded), in the amount of $500,000 to be received November and December 2004. Mellon Research will begin a relationship with Extreme Entertainment effective immediately to start filming and coordinate on-air activities with MTV by January 2005. We are excited to begin the expansion of Mellon Research to broaden its horizons now that revenue has been received, and we have acquired a marginable long term asset of $140,000,000 providing our firm a potential cash infusion of $10,000,000. A world wide web-cast will be mentioned next week on a radio show and broadcasted throughout the internet via our media sources."
About Mellon Research, Inc.
Founded in the fall of 2003 by Mario Pino - Mellon Research provides comprehensive boutique investment banking consulting services to enable private companies to raise capital via: IPO's, Reverse Mergers, Bridge Capital and or other financial vehicles. Mellon Research is the only multi-national boutique financial services firm that is offering client companies with a structured funding process built around its Financial Prep(TM) services. These services provide client firms with a methodology that helps them analyze existing corporate structure, financial and marketing needs to help them make the right strategic choices necessary to raise capital or go public. For more information please contact Mario Pino, CEO, 602.912.5870, 2415 E. Camelback Road, Suite 700, Phoenix, AZ 85016, mellonresearch@aol.com, www.wallstsecurities.com
quote:Originally posted by King Crimson: whiz...sorry took so long, been busy no position now, played awhile ago and made some change, out before div.--still watching though
figured some might not know about cusip...
Good job you were right! I needed to know that info. Thanks again KC!
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SCOTTSDALE, Ariz.--(BUSINESS WIRE)--Nov. 17, 2004--Mellon Research (OTCBB: MLON - News) the market leader in providing boutique investment banking services to private mid cap companies is announcing a private placement for its subsidiary Wall Street Securities, Inc. "We are announcing a private placement for its subsidiary, Wall Street Securities, Inc. (OTCBB: WLSC - News) today," said Mario Pino, CEO of Mellon Research, Inc. "A dividend will be released tax-free for every 100 shares of Mellon Research, one share of Wall Street Securities, Inc will be provided effective for holders of record dated November 4, 2004. Mellon Research has reported revenue of two firms (publicly traded), in the amount of $500,000 to be received November and December 2004. Mellon Research will begin a relationship with Extreme Entertainment effective immediately to start filming and coordinate on-air activities with MTV by January 2005. We are excited to begin the expansion of Mellon Research to broaden its horizons now that revenue has been received, and we have acquired a marginable long term asset of $140,000,000 providing our firm a potential cash infusion of $10,000,000. A world wide web-cast will be mentioned next week on a radio show and broadcasted throughout the internet via our media sources."
This is promising news! Things are looking better all the time.
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I just called Mario and left a message asking about when we would see our WLSC stock in our brokerage accounts. IF I GET an answer I will post it here. OLD CURT
Posts: 160 | From: Florida | Registered: May 2004
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quote:Originally posted by Maelien: I just called Mario and left a message asking about when we would see our WLSC stock in our brokerage accounts. IF I GET an answer I will post it here. OLD CURT
Good job! Please let us know when you get a response!
posted
That is a very encouraging PR. Although most of us are still down quite a bit, it was nice to see a close of .0004. That is .0001 more than we have seen lately and could be a nice begining of good things to come.
Posts: 1120 | From: San Diego, CA | Registered: Feb 2000
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