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Market Makers

The NASD ( National Association of Securities Dealers ) member firms that use their own capital, research, retail and/or systems resources to represent a stock and compete with each other to buy and sell the stocks or issues they represent. There are more than 500 member firms that act as Nasdaq Market Makers. One of the major differences between The Nasdaq Stock Market and other major markets in the U.S. is Nasdaq's structure of competing Market Makers. Each Market Maker competes for customer order flow by displaying buy and sell quotations for a guaranteed number of shares. Once an order is received, the Market Maker will immediately purchase for or sell from its own inventory until it is executed, normally in a matter of seconds.

Market
Participant ID

MP Type

Name

Address

Telephone

UBSW  ,M  ,UBS WARBURG LLC  ,TRADING DEPT  ,203-719-7600
UCPL  ,M  ,UTENDAHL CAPITAL PARTNERS, L.P.  ,  ,
UEPI  ,M  ,UNION EQUITY PARTNERS, INC.  ,  ,
UHLM  ,N  ,UHLMANN INVESTMENTS, LLC  ,  ,
ULTI  ,N  ,ULTIMUS  ,  ,
UNCO  ,M  ,UNDERWOOD, NEUHAUS & CO., INCORPORATED  ,  ,
UNEQ  ,M  ,UNITED EQUITIES COMPANY, LLC  ,NEW YORK, NY  ,212-349-2877
UNEQ  ,M  ,UNITED EQUITIES COMPANY, LLC  ,NEW YORK, NY  ,800-233-1935
UNEX  ,N  ,UNX, INC.  ,  ,
UNFI  ,P  ,Unified Fund Services, Inc.  ,  ,
UNIV  ,M  ,UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP  ,NEW YORK, NY  ,212-219-3815
UNMG  ,M  ,UNIFIED FINANCIAL SECURITIES, INC.  ,INDIANAPOLIS, IN  ,317-634-5999
UNTD  ,M  ,WADDELL & REED, INC.  ,  ,
UPSI  ,M  ,UNITED PACIFIC SECURITIES, INC.  ,  ,
USAA  ,N  ,USAA INVESTMENT MANAGEMENT COMPANY  ,SAN ANTONIO, TX  ,800-531-8294
USAC  ,M  ,USA CAPITAL  ,  ,
USCC  ,M  ,U.S. SECURITIES CLEARING CORP.  ,  ,
USDB  ,N  ,U.S. DISCOUNT BROKERAGE, INC.  ,ROCKY RIVER, OH  ,440-356-3151
USEC  ,M  ,UNIVERSAL SECURITIES CORPORATION  ,  ,
USFA  ,M  ,U.S. SECURITIES & FUTURES CORP.  ,NASDAQ TRADING  ,212-509-8079
USLF  ,N  ,Union Securities LTD  ,VANCOUVER, B.C.  ,604-687-2201
USRF  ,M  ,U.S. RICA FINANCIAL, INC.  ,SAN JOSE, CA  ,408-929-2234
USSP  ,N  ,UST SECURITIES CORP.  (THE RETAIL)  ,JERSEY CITY, NJ  ,201-418-8331
USST  ,M  ,UST SECURITIES CORP.  ,  ,
USTC  ,O  ,U.S. TRADING CORP.  ,GARDEN CITY, NY  ,516-357-9829
USTS  ,M  ,UST SECURITIES CORP./SPECIAL ACCOUNT   ,JERSEY CITY, NJ  ,800-759-8787
UVST  ,M  ,UVEST INVESTMENT SERVICES  ,NASDAQ TRADING  ,800-277-7700

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