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BHUB .0002x..0003 R/M Lotto Ticket!
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[QUOTE]Originally posted by T e x: [QB] dunno SEC's authority/oversight role with TAs; TAs *do* have to register/fingerprint, etc with SEC, as I recall--but according to this, the DTC has merely acknowledged the unregistered shares. They don't have any regulatory authority to "lay blame." They *should* assist NASD/SEC in backtracking the shares' entry into the market, though... At this point, my guess is *some* court gets involved, although perhaps SEC could hold an administrative hearing. [/QB][/QUOTE]
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