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[QUOTE]Originally posted by BuyTex: [QB] [QUOTE]Originally posted by glassman: [qb] [QUOTE]Originally posted by BuyTex: [qb] i saw that, but never saw anything about insurance... [/qb][/QUOTE]no, but i don't tell people my insurance specifications(cuz it's dumb) :D more specifically, one [b]could[/b] deduce that the transfer company simply follows instructions... on the other hand? they are experts, providing consulting to their customers..... my gut instincts? from everything i've read about this and other cases involving [i]suspicous[/i] dilution is that MM's are not the real problem either.... MM's simply make the trades and i would assume that they are accepting the shares traded at face value.... the SHO list is real, naked shorting is real, WHO is doing it? [/qb][/QUOTE]re: consulting, etc as part of their professional services, they *should* carry Errors & Ommissions insurance, and several (many? most?) TAs do so, but SEC is "considering" making it a requirement... [/QB][/QUOTE]
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